Date authorised
1 April 2013
Companies House
05477044
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Pearson Shared Services Ltd
    Shell Mex House
    80 Strand
    London
    Westminster
    WC2R 0RL
    UNITED KINGDOM
    Phone
    +4407554113108
  • Complaints Contact

    Office Suite 1
    Haslemere House
    Lower Street
    Haslemere
    Surrey
    GU27 2PE
    UNITED KINGDOM
    Phone
    +4407827314601

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Bfm Partners Limited

    IRN XXB01038

    • CF4 Partner (AR) (23 Jan 2007 to 19 Oct 2017)
  • Andrew Haining

    IRN AXH01283

    • CF30 Customer (1 Nov 2007 to 5 Oct 2017)
    • CF4 Partner (AR) (23 Oct 2006 to 5 Oct 2017)
    • CF27 Investment Management (2 Jun 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (2 Jun 2006 to 31 Oct 2007)
    • CF1 Director (2 Jun 2006 to 5 Oct 2017)
  • Andrew Stonely

    IRN AXS01423

    • [FCA CF] Client dealing (17 Dec 2020 to 7 Feb 2023)
    • SMF3 Executive Director (9 Dec 2019 to 24 Feb 2022)
    • CF1 Director (16 Oct 2018 to 8 Dec 2019)
    • CF30 Customer (6 May 2017 to 8 Dec 2019)
  • Angus Warwick Penman

    IRN AWP01029

    • CF27 Investment Management (11 Aug 2006 to 1 Aug 2007)
  • Benjamin Antony Patrick Hewetson

    IRN BAH01031

    • [FCA CF] Client dealing (since 27 Oct 2025)
  • Charles Carroll

    IRN CXC01979

    • [FCA CF] Client dealing (17 Dec 2020 to 21 Nov 2023)
    • CF30 Customer (6 May 2017 to 8 Dec 2019)
  • David Scott Currie

    IRN DSC01042

    • [FCA CF] Client dealing (17 Dec 2020 to 6 Feb 2024)
    • SMF3 Executive Director (9 Dec 2019 to 24 Feb 2022)
    • CF1 Director (1 Jun 2017 to 8 Dec 2019)
    • CF1 Director (AR) (9 Jul 2014 to 19 Oct 2017)
    • CF30 Customer (9 Jul 2014 to 8 Dec 2019)
  • Duncan Robert Logan

    IRN DXL10269

    • CF30 Customer (15 Jan 2019 to 7 Jan 2020)
    • CF1 Director (AR) (15 Jan 2019 to 7 Jan 2020)
  • Hemant Maini

    IRN HXM11561

    • CF30 Customer (15 Feb 2019 to 7 Jan 2020)
  • James Richard Kottler

    IRN JRK01044

    • CF30 Customer (4 May 2017 to 18 Jul 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.