Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF2 Non Executive Director (22 Nov 2017 to 8 Dec 2019)
  • Codex Capital Partners Limited (no longer approved here)

    FRN 447549

    • [FCA CF] Client dealing (17 Dec 2020 to 6 Feb 2024)
    • SMF3 Executive Director (9 Dec 2019 to 24 Feb 2022)
    • CF1 Director (1 Jun 2017 to 8 Dec 2019)
    • CF1 Director (AR) (9 Jul 2014 to 19 Oct 2017)
    • CF30 Customer (9 Jul 2014 to 8 Dec 2019)
  • Codex Capital Partners (UK) Limited (no longer approved here)

    FRN 626306

    • Employed By (9 Jul 2014 to 19 Oct 2017)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (1 Nov 2007 to 30 Jun 2014)
    • CF29 Significant management (1 Nov 2007 to 25 Oct 2013)
    • CF21 Investment Adviser (2 Jul 2003 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (2 Jul 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.