Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Codex Capital Partners Limited (no longer approved here)

    FRN 447549

    • [FCA CF] Client dealing (17 Dec 2020 to 7 Feb 2023)
    • SMF3 Executive Director (9 Dec 2019 to 24 Feb 2022)
    • CF1 Director (16 Oct 2018 to 8 Dec 2019)
    • CF30 Customer (6 May 2017 to 8 Dec 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (7 Oct 2003 to 7 Nov 2006)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 5 Feb 2003)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (1 Dec 2001 to 5 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.