Date authorised
1 April 2013
Companies House
05477044
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Pearson Shared Services Ltd
    Shell Mex House
    80 Strand
    London
    Westminster
    WC2R 0RL
    UNITED KINGDOM
    Phone
    +4407554113108
  • Complaints Contact

    Office Suite 1
    Haslemere House
    Lower Street
    Haslemere
    Surrey
    GU27 2PE
    UNITED KINGDOM
    Phone
    +4407827314601

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nigel Andrew Parson

    IRN NAP01040

    • CF30 Customer (21 Jan 2013 to 20 Sep 2018)
  • Robin Kennedy Black

    IRN RKB01027

    • CF30 Customer (1 Nov 2007 to 5 Oct 2017)
    • CF4 Partner (AR) (23 Oct 2006 to 5 Oct 2017)
    • CF11 Money Laundering Reporting (2 Jun 2006 to 16 Jan 2009)
    • CF21 Investment Adviser (2 Jun 2006 to 31 Oct 2007)
    • CF27 Investment Management (2 Jun 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (2 Jun 2006 to 31 Oct 2007)
    • CF1 Director (2 Jun 2006 to 5 Oct 2017)
    • CF10 Compliance Oversight (2 Jun 2006 to 16 Jan 2009)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.