Codex Capital Partners Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Pearson Shared Services LtdShell Mex House80 StrandLondonWestminsterWC2R 0RLUNITED KINGDOM- Phone
- +4407554113108
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Complaints Contact
Office Suite 1Haslemere HouseLower StreetHaslemereSurreyGU27 2PEUNITED KINGDOM- Phone
- +4407827314601
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Nigel Andrew Parson
IRN NAP01040
- CF30 Customer (21 Jan 2013 to 20 Sep 2018)
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Robin Kennedy Black
IRN RKB01027
- CF30 Customer (1 Nov 2007 to 5 Oct 2017)
- CF4 Partner (AR) (23 Oct 2006 to 5 Oct 2017)
- CF11 Money Laundering Reporting (2 Jun 2006 to 16 Jan 2009)
- CF21 Investment Adviser (2 Jun 2006 to 31 Oct 2007)
- CF27 Investment Management (2 Jun 2006 to 31 Oct 2007)
- CF8 Apportionment and Oversight (2 Jun 2006 to 31 Oct 2007)
- CF1 Director (2 Jun 2006 to 5 Oct 2017)
- CF10 Compliance Oversight (2 Jun 2006 to 16 Jan 2009)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Codex Capital Partners (UK) Limited (no longer appointed)
FRN 626306 · Appointed 20 Jun 2014 · Until 19 Oct 2017
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Fastnet Capital Associates Inc. (no longer appointed)
FRN 402956 · Appointed 2 Nov 2006 · Until 2 Oct 2018
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Bfm Capital Partners LLP (no longer appointed)
FRN 458810 · Appointed 19 Oct 2006 · Until 19 Oct 2017
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Fastnet Capital Limited (no longer appointed)
FRN 230515 · Appointed 26 Jul 2006 · Until 19 Oct 2017
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.