Lee Anthony Aston

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Codex Capital Partners (UK) Limited (no longer approved here)

    FRN 626306

    • Employed By (6 Oct 2017 to 7 Nov 2017)
  • Codex Capital Partners Limited (no longer approved here)

    FRN 447549

    • CF10 Compliance Oversight (5 Oct 2017 to 20 Sep 2018)
    • CF11 Money Laundering Reporting (5 Oct 2017 to 20 Sep 2018)
    • CF1 Director (21 Jun 2017 to 5 Oct 2017)
    • CF1 Director (AR) (14 Aug 2014 to 5 Oct 2017)
    • CF30 Customer (26 Jun 2014 to 5 Oct 2017)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • CF30 Customer (1 Nov 2007 to 7 Jan 2010)
    • CF21 Investment Adviser (30 Mar 2005 to 31 Oct 2007)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.