Close Brothers Limited

Date authorised
1 April 2013
Companies House
00195626
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Crown Place
    London
    EC2A 4FT
    UNITED KINGDOM
    Phone
    +443333216100
    Web
    https://www.closebrothers.com

  • Complaints Contact

    10 Crown Place
    London
    EC2A 4FT
    UNITED KINGDOM
    Phone
    +443333216100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting with no debt management activity

  • Debt Plan Admin

  • Debt Collection

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt adjusting with no debt management activity

  • Consumer Hire

  • Consumer Loans

  • Consumer Hire Servicing

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Andrew Pain

    IRN MAP01160

    • SMF14 Senior Independent Director (since 18 Dec 2020)
  • Mark John Howe

    IRN MJH01478

    • CF1 Director (AR) (22 Jun 2005 to 31 Oct 2006)
  • Mark O’Dwyer

    IRN MXO00278

    • [FCA CF] Material risk taker (since 23 Jul 2024)
  • Martin Henry Orkin

    IRN MHO01004

    • CF30 Customer (1 Nov 2007 to 1 Oct 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Jan 2010)
  • Martin Ian Dack

    IRN MID01007

    • CF1 Director (1 Dec 2001 to 31 Jul 2008)
  • Martyn Atkinson

    IRN MXA04112

    • SMF24 Chief Operations (18 Feb 2019 to 31 Jan 2023)
  • Mary Jane McNamara

    IRN MJM01466

    • CF1 Director (26 Apr 2010 to 31 Jul 2013)
  • Matthew Roper

    IRN MXR55346

    • SMF18 Other Overall Responsibility (since 1 Aug 2023)
    • Responsible for Insurance Distribution (since 1 Aug 2023)
    • [FCA CF] Material risk taker (9 Apr 2018 to 1 Aug 2023)
  • Michael Bartlett Morgan

    IRN MBM01043

    • SMF1 Chief Executive (since 13 Mar 2025)
    • SMF2 Chief Finance (7 Mar 2016 to 13 Mar 2025)
    • CF1 Director (4 Oct 2010 to 6 Mar 2016)
    • CF28 Systems and controls (4 Oct 2010 to 6 Mar 2016)
  • Michael James Barley

    IRN MJB01388

    • CF1 Director (1 Dec 2001 to 1 Apr 2010)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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