Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AXA Insurance UK Plc
FRN 202312
- SMF9 Chair of the Governing Body (since 23 Jan 2023)
- SMF10 Chair of the Risk Committee (9 Jul 2019 to 3 May 2023)
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AXA PPP Healthcare Limited
FRN 202947
- SMF9 Chair of the Governing Body (since 23 Jan 2023)
- SMF10 Chair of the Risk Committee (9 Jul 2019 to 3 May 2023)
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Close Brothers Limited
FRN 124750
- SMF14 Senior Independent Director (since 18 Dec 2020)
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- SMF10 Chair of the Risk Committee (5 Jan 2021 to 4 May 2023)
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- SMF10 Chair of the Risk Committee (9 Dec 2019 to 31 Aug 2023)
- CF2 Non Executive Director (10 Jul 2019 to 8 Dec 2019)
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- CF2 Non Executive Director (10 Jul 2019 to 8 Dec 2019)
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- [PRA CF] Significant risk taker or Material risk taker (3 May 2016 to 30 Sep 2020)
- [FCA CF] Material risk taker (3 May 2016 to 30 Sep 2020)
- SMF11 Chair of the Audit Committee (7 Mar 2016 to 3 Oct 2019)
- SMF14 Senior Independent Director (7 Mar 2016 to 30 Sep 2020)
- CF2 Non Executive Director (1 Aug 2013 to 6 Mar 2016)
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- SIMF11 Chair of the Audit Committee (7 Mar 2016 to 30 Sep 2017)
- CF2 Non Executive Director (18 Jun 2013 to 6 Mar 2016)
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- CF2 Non Executive Director (16 Jul 2010 to 30 Sep 2013)
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- CF2 Non Executive Director (16 Jul 2010 to 10 Mar 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.