Michael Bartlett Morgan

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Close Brothers Limited

    FRN 124750

    • SMF1 Chief Executive (since 13 Mar 2025)
    • SMF2 Chief Finance (7 Mar 2016 to 13 Mar 2025)
    • CF28 Systems and controls (4 Oct 2010 to 6 Mar 2016)
    • CF1 Director (4 Oct 2010 to 6 Mar 2016)
  • NOVITAS LOANS LIMITED

    FRN 716962

    • (5)[FCA CF] Significant management (since 18 Mar 2021)
    • (4)[FCA CF] Material risk taker (since 18 Mar 2021)
  • WINTERFLOOD SECURITIES LIMITED (no longer approved here)

    FRN 141455

    • SMF9 Chair of the Governing Body (11 Mar 2025 to 23 Jul 2025)
    • SMF3 Executive Director (9 Dec 2019 to 23 Jul 2025)
    • CF1 Director (18 Dec 2018 to 8 Dec 2019)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • CF28 Systems and controls (29 May 2009 to 29 Oct 2010)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF28 Systems and controls (29 May 2009 to 29 Oct 2010)
  • RBS Collective Investment Funds Limited (no longer approved here)

    FRN 122139

    • CF28 Systems and controls (1 Nov 2007 to 5 Jan 2009)
    • CF14 Risk Assessment (13 Nov 2006 to 31 Oct 2007)
    • CF13 Finance (16 Aug 2005 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF13 Finance (12 Jul 2005 to 16 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: [FCA CF] Significant management at NOVITAS LOANS LIMITED

  2. controlled function removed: [FCA CF] Material risk taker at NOVITAS LOANS LIMITED

  3. controlled function added: (4)[FCA CF] Material risk taker at NOVITAS LOANS LIMITED

  4. controlled function added: (5)[FCA CF] Significant management at NOVITAS LOANS LIMITED