Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NOVITAS LOANS LIMITED
FRN 716962
- (12)[FCA CF] Material risk taker (since 24 Mar 2024)
- (13)[FCA CF] Significant management (since 24 Mar 2024)
- (23)SMF9 Chair of the Governing Body (25 Apr 2022 to 9 Aug 2023)
- (24)[FCA CF] Material risk taker (18 Mar 2021 to 25 Apr 2022)
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Close Brothers Limited
FRN 124750
- Responsible for Insurance Distribution (since 1 Aug 2023)
- SMF18 Other Overall Responsibility (since 1 Aug 2023)
- [FCA CF] Material risk taker (9 Apr 2018 to 1 Aug 2023)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: [FCA CF] Significant management at NOVITAS LOANS LIMITED
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controlled function removed: [FCA CF] Material risk taker at NOVITAS LOANS LIMITED
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controlled function added: (23)SMF9 Chair of the Governing Body at NOVITAS LOANS LIMITED
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controlled function added: (24)[FCA CF] Material risk taker at NOVITAS LOANS LIMITED
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controlled function added: (12)[FCA CF] Material risk taker at NOVITAS LOANS LIMITED
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controlled function added: (13)[FCA CF] Significant management at NOVITAS LOANS LIMITED