Clifton Wealth Partnership Ltd

Date authorised
1 April 2013
Companies House
07487477
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Clifton Asset Management plc
    The Pavilions 69-71
    Macrae Road
    Pill
    Bristol
    North Somerset
    BS20 0DD
    UNITED KINGDOM
    Phone
    +4401275813700
    Web
    https://www.cliftonwealthpartnership.co.uk

  • Complaints Contact

    Clifton Asset Management plc
    The Pavilions 69-71
    Macrae Road
    Pill
    Bristol
    North Somerset
    BS20 0DD
    UNITED KINGDOM
    Phone
    +4401275813700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Neil Greenaway

    IRN NXG00044

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 3 Dec 2025)
    • CF1 Director (12 Aug 2019 to 8 Dec 2019)
    • CF3 Chief Executive (12 Aug 2019 to 8 Dec 2019)
  • Nicholas John Henry Davies

    IRN NJD00008

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2024)
    • CF30 Customer (7 Aug 2019 to 8 Dec 2019)
  • Paul David Smith

    IRN PDS00046

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 29 Aug 2025)
    • [FCA CF] Functions requiring qualifications (since 29 Aug 2025)
  • Pauline Grace Robertson

    IRN PGR01034

    • CF30 Customer (11 Nov 2022 to 8 Oct 2024)
    • [FCA CF] Client dealing (11 Nov 2022 to 8 Oct 2024)
    • [FCA CF] Functions requiring qualifications (11 Nov 2022 to 8 Oct 2024)
  • Peter Edward Harvey

    IRN PEH01081

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • CF30 Customer (since 27 Mar 2026)
    • [FCA CF] Client dealing (since 18 May 2023)
    • [FCA CF] Functions requiring qualifications (since 11 Jul 2022)
    • CF30 Customer (24 Jun 2019 to 8 Dec 2019)
  • Peter Thomas Rees

    IRN PTR00005

    • CF30 Customer (13 Jan 2012 to 12 Aug 2014)
  • Rene Lans

    IRN RXT01260

    • CF30 Customer (since 1 Jul 2025)
  • Robert David Gilbert

    IRN RDG00001

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Robert Marlais Thomas

    IRN RMT00001

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 1 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2025)
  • Rodney Stuart Warne

    IRN RSW01083

    • CF30 Customer (4 Oct 2021 to 18 Jul 2024)
    • [FCA CF] Client dealing (17 May 2021 to 31 May 2024)
    • Appointed representative dealing with clients for which they require qualification (17 May 2021 to 31 May 2024)
    • [FCA CF] Functions requiring qualifications (17 May 2021 to 31 May 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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