Robert Marlais Thomas

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clifton Wealth Partnership Ltd

    FRN 541273

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2025)
  • LAMPIERS FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 606848

    • CF30 Customer (2 Jan 2014 to 5 Jan 2014)
  • Lampiers Financial Planning Limited (no longer approved here)

    FRN 134985

    • (5)Employed By (5 Jan 2006 to 31 Dec 2013)

Recent activity

Updates to this individual's record on the FCA register.

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