Pauline Grace Robertson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ferguson Law Financial Services Ltd

    FRN 579842

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Oct 2024)
    • [FCA CF] Functions requiring qualifications (since 9 Oct 2024)
    • CF30 Customer (19 Jul 2012 to 1 Nov 2019)
  • Clifton Wealth Partnership (Aberdeen) Ltd (no longer approved here)

    FRN 991021

    • Employed By (6 Mar 2023 to 8 Oct 2024)
  • Clifton Wealth Partnership Ltd (no longer approved here)

    FRN 541273

    • [FCA CF] Client dealing (11 Nov 2022 to 8 Oct 2024)
    • CF30 Customer (11 Nov 2022 to 8 Oct 2024)
    • [FCA CF] Functions requiring qualifications (11 Nov 2022 to 8 Oct 2024)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Client dealing (10 Feb 2020 to 7 Jun 2021)
    • [FCA CF] Functions requiring qualifications (10 Feb 2020 to 7 Jun 2021)
  • Avis & Keith Partnership (no longer approved here)

    FRN 225348

    • (5)Employed By (14 Mar 2008 to 1 Dec 2008)

Recent activity

Updates to this individual's record on the FCA register.

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