Clear Markets Europe Limited

Date authorised
1 April 2013
Companies House
03807139
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Workary, Chelsea Old Town Hall
    Kings Road
    London
    SW3 5EZ
    UNITED KINGDOM
    Phone
    +19808191123
    Web
    https://www.clear-markets.com

  • Complaints Contact

    831 East Morehead Street
    Suite 150
    Charlotte
    NC
    28202
    UNITED STATES OF AMERICA
    Phone
    +19808191123

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andre Manitiu

    IRN AXM01717

    • CF21 Investment Adviser (1 Dec 2001 to 1 Sep 2005)
  • Christopher John Shaw

    IRN CJS01202

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (8 Mar 2010 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Apr 2002 to 17 Feb 2011)
    • CF11 Money Laundering Reporting (3 Apr 2002 to 17 Feb 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Herbert William Sickling

    IRN HWS01009

    • CF10 Compliance Oversight (1 Dec 2001 to 30 Jan 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Jan 2002)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 30 Jan 2002)
  • Joseph Damian Kissane

    IRN JDK01038

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
    • 17. Administrative functions in relation to managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • Appointed representative dealing with clients for which they require qualification (since 1 Jan 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (9 Mar 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (9 Mar 2011 to 8 Dec 2019)
    • CF30 Customer (9 Dec 2010 to 8 Dec 2019)
  • Malcolm Ronald Hatcher

    IRN MRH01142

    • 11. Pension transfer specialist
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Manager of certification employee (since 1 Feb 2021)
    • Appointed representative dealing with clients for which they require qualification (since 1 Feb 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2021)
    • [PRA CF] Key function holder (since 1 Feb 2021)
    • CF30 Customer (23 Apr 2010 to 19 May 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Jan 2002)
  • Matthew Andrew Baxter

    IRN MAB01203

    • CF1 Director (1 Dec 2001 to 31 Aug 2010)
  • Matthew Lewis Palmer

    IRN MLP01054

    • 17. Administrative functions in relation to managing investments
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Significant management (since 25 Oct 2022)
    • [FCA CF] Client dealing (since 25 Oct 2022)
    • [FCA CF] Functions requiring qualifications (since 25 Oct 2022)
    • Appointed representative dealing with clients for which they require qualification (since 25 Oct 2022)
    • CF30 Customer (23 Mar 2010 to 19 May 2010)
    • CF29 Significant management (23 Mar 2010 to 19 May 2010)
    • CF28 Systems and controls (23 Mar 2010 to 19 May 2010)
    • CF1 Director (23 Mar 2010 to 19 May 2010)
  • Nicholas David Douro Hoare

    IRN NDH01030

    • 17. Administrative functions in relation to managing investments
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 17 Feb 2021)
    • [FCA CF] CASS oversight function (since 17 Feb 2021)
    • [FCA CF] Significant management (since 17 Feb 2021)
    • [FCA CF] Manager of certification employee (since 17 Feb 2021)
    • Appointed representative dealing with clients for which they require qualification (since 17 Feb 2021)
    • CF30 Customer (12 Oct 2015 to 8 Dec 2019)
  • Shawn Ambrose Dorsch

    IRN SAD01042

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (1 Oct 2010 to 8 Dec 2019)
    • CF1 Director (1 Oct 2010 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2010 to 8 Dec 2019)
    • CF29 Significant management (1 Oct 2010 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 1 Feb 2010)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.