Malcolm Ronald Hatcher

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clear Markets Europe Limited

    FRN 192356

    • 11. Pension transfer specialist
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • Appointed representative dealing with clients for which they require qualification (since 1 Feb 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2021)
    • [FCA CF] Manager of certification employee (since 1 Feb 2021)
    • [PRA CF] Key function holder (since 1 Feb 2021)
    • CF30 Customer (23 Apr 2010 to 19 May 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Jan 2002)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (20 Sep 2012 to 23 Apr 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.