Nicholas David Douro Hoare

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clear Markets Europe Limited

    FRN 192356

    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Significant management (since 17 Feb 2021)
    • Appointed representative dealing with clients for which they require qualification (since 17 Feb 2021)
    • [FCA CF] Functions requiring qualifications (since 17 Feb 2021)
    • [FCA CF] Manager of certification employee (since 17 Feb 2021)
    • [FCA CF] CASS oversight function (since 17 Feb 2021)
    • CF30 Customer (12 Oct 2015 to 8 Dec 2019)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • CF1 Director (30 Dec 2002 to 31 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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