Joseph Damian Kissane

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clear Markets Europe Limited

    FRN 192356

    • 3. Giving personal recommendations on derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
    • 17. Administrative functions in relation to managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Jan 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (9 Mar 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 Mar 2011 to 8 Dec 2019)
    • CF30 Customer (9 Dec 2010 to 8 Dec 2019)
  • Trade Direct Insurance Services Ltd (no longer approved here)

    FRN 307734

    • Responsible for Insurance Mediation (1 Mar 2012 to 7 Aug 2012)
    • CF1 Director (19 Oct 2009 to 7 Aug 2012)
  • Kerry London Limited (no longer approved here)

    FRN 308255

    • Responsible for Insurance Mediation (13 Apr 2011 to 7 Aug 2012)
    • CF3 Chief Executive (30 Mar 2011 to 7 Aug 2012)
    • CF1 Director (AR) (24 Jun 2009 to 28 May 2010)
    • CF1 Director (28 Apr 2009 to 7 Aug 2012)
    • CF2 Non Executive Director (10 Oct 2008 to 28 Apr 2009)
  • Blagrove Insurance Brokers Ltd (no longer approved here)

    FRN 476414

    • Employed By (24 Jun 2009 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF19 Significant Mgt (Financial Resources) (25 Jan 2002 to 17 Mar 2006)

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Updates to this individual's record on the FCA register.

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