CITICORP TRUSTEE COMPANY LIMITED

• Principal Place of Business

  Citigroup Centre

  Canada Square

  London

  E14 5LB

  UNITED KINGDOM

  Phone

  +440800005500

  Web

  https://www.citigroup.com

• Complaints Contact

  Citigroup Centre

  Canada Square

  London

  E14 5LB

  UNITED KINGDOM

  Phone

  +440800005500

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Debenture, Share

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Debenture, Share

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Limited to trustee activities.
  • · Limited to acting as depositary of an Investment Company with Variable Capital.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Share

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  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Simon Kingsbury

  IRN SXK01671

  • CF11 Money Laundering Reporting (21 Jul 2009 to 11 May 2015)
• Sobiya Vinothan

  IRN SXV00237

  • [FCA CF] Material risk taker (since 19 Feb 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 19 Feb 2025)
• Sriram Seshadri Iyer

  IRN SXI75645

  • [PRA CF] Significant risk taker or Material risk taker (14 Apr 2022 to 20 Aug 2024)
  • [FCA CF] Material risk taker (14 Apr 2022 to 20 Aug 2024)
• Stefano Pierantozzi

  IRN SXP01576

  • CF1 Director (11 Oct 2005 to 22 Mar 2007)
• Stephen Bartlett

  IRN SXB01979

  • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 27 Apr 2023)
  • [FCA CF] Material risk taker (18 Dec 2020 to 27 Apr 2023)
• Stephen Creese

  IRN SXC62919

  • [FCA CF] Material risk taker (18 Dec 2020 to 31 May 2021)
  • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 31 May 2021)
• Stephen David James

  IRN SDJ01031

  • CF1 Director (1 Dec 2001 to 27 Feb 2004)
• Steven Barnett

  IRN SJB01309

  • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 7 Jul 2021)
  • [FCA CF] Material risk taker (18 Dec 2020 to 7 Jul 2021)
• Steven Blackard Meadows

  IRN SBM01029

  • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 21 Nov 2003)
• Suman D'Souza

  IRN SXD00728

  • [FCA CF] Material risk taker (13 Sep 2023 to 26 May 2025)
  • [PRA CF] Significant risk taker or Material risk taker (13 Sep 2023 to 26 May 2025)

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