Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 30 Oct 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Nov 2022)
    • [FCA CF] Material risk taker (since 18 Nov 2022)
    • [FCA CF] Manager of certification employee (27 Mar 2023 to 27 Aug 2024)
    • [FCA CF] Material risk taker (18 Dec 2020 to 7 Jul 2021)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 7 Jul 2021)
    • CF21 Investment Adviser (1 Dec 2001 to 7 Oct 2005)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Manager of certification employee (since 30 Oct 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 27 Oct 2022)
    • [FCA CF] Material risk taker (since 27 Oct 2022)
    • [FCA CF] Manager of certification employee (27 Mar 2023 to 27 Aug 2024)
    • [FCA CF] Material risk taker (7 Mar 2016 to 7 Jul 2021)
    • [FCA CF] Manager of certification employee (since 30 Oct 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Nov 2022)
    • [FCA CF] Material risk taker (since 18 Nov 2022)
    • [FCA CF] Manager of certification employee (27 Mar 2023 to 27 Aug 2024)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 7 Jul 2021)
    • [FCA CF] Material risk taker (18 Dec 2020 to 7 Jul 2021)
    • [FCA CF] Manager of certification employee (since 30 Oct 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Nov 2022)
    • [FCA CF] Material risk taker (since 18 Nov 2022)
    • [FCA CF] Manager of certification employee (27 Mar 2023 to 27 Aug 2024)
    • [FCA CF] Material risk taker (18 Dec 2020 to 7 Jul 2021)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 7 Jul 2021)
  • CITICORP TRUSTEE COMPANY LIMITED (no longer approved here)

    FRN 122206

    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 7 Jul 2021)
    • [FCA CF] Material risk taker (18 Dec 2020 to 7 Jul 2021)

Recent activity

Updates to this individual's record on the FCA register.

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