CITICORP TRUSTEE COMPANY LIMITED

• Principal Place of Business

  Citigroup Centre

  Canada Square

  London

  E14 5LB

  UNITED KINGDOM

  Phone

  +440800005500

  Web

  https://www.citigroup.com

• Complaints Contact

  Citigroup Centre

  Canada Square

  London

  E14 5LB

  UNITED KINGDOM

  Phone

  +440800005500

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Debenture, Share

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Debenture, Share

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Limited to trustee activities.
  • · Limited to acting as depositary of an Investment Company with Variable Capital.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Share

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  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Terence O'Leary

  IRN TXO01183

  • CF29 Significant management (14 Sep 2009 to 25 Jul 2013)
• Timothy John Hudson

  IRN TJH01169

  • [FCA CF] Significant management (1 Feb 2022 to 19 Aug 2024)
  • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 19 Aug 2024)
  • [FCA CF] Material risk taker (18 Dec 2020 to 19 Aug 2024)
• Timothy Paul Tilley

  IRN TPT01006

  • [FCA CF] Material risk taker (23 Jan 2024 to 21 Aug 2024)
  • [PRA CF] Significant risk taker or Material risk taker (23 Jan 2024 to 21 Aug 2024)
• Toby Edward Charles Billington

  IRN TEB01042

  • [FCA CF] Material risk taker (11 Nov 2021 to 23 May 2023)
  • [PRA CF] Significant risk taker or Material risk taker (11 Nov 2021 to 23 May 2023)
• Updeep Mitchell-Dhillon

  IRN UXM00320

  • [FCA CF] Manager of certification employee (23 Aug 2023 to 29 Feb 2024)
  • [FCA CF] Significant management (19 May 2023 to 20 May 2023)
  • [FCA CF] Material risk taker (24 Nov 2021 to 4 Oct 2024)
  • [PRA CF] Significant risk taker or Material risk taker (24 Nov 2021 to 4 Oct 2024)
• Vic Watson

  IRN VXW01044

  • [FCA CF] Manager of certification employee (26 Apr 2022 to 30 Apr 2023)
  • [FCA CF] Material risk taker (18 Dec 2020 to 30 Apr 2023)
  • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 30 Apr 2023)
• Vinaya Parvate

  IRN VXP00120

  • [PRA CF] Significant risk taker or Material risk taker (26 Sep 2022 to 12 Oct 2023)
  • [FCA CF] Material risk taker (26 Sep 2022 to 12 Oct 2023)
• Viola Japaul

  IRN VXJ01013

  • [FCA CF] Significant management (since 28 Jan 2020)
  • SMF3 Executive Director (9 Dec 2019 to 30 Dec 2019)
  • CF3 Chief Executive (2 Sep 2010 to 8 Dec 2019)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
• William Adrian Murphy

  IRN WXM00131

  • [FCA CF] Significant management (1 Mar 2023 to 10 Jul 2023)
  • [PRA CF] Significant risk taker or Material risk taker (11 May 2022 to 13 May 2022)
  • [FCA CF] Material risk taker (11 May 2022 to 17 Mar 2023)
• William Hoffman

  IRN WXH00171

  • [FCA CF] Material risk taker (16 Dec 2024 to 24 Feb 2026)
  • [PRA CF] Significant risk taker or Material risk taker (16 Dec 2024 to 24 Feb 2026)

No changes recorded yet.