Stephen Bartlett

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Significant management (since 30 Jan 2020)
    • [FCA CF] Manager of certification employee (2 Oct 2018 to 30 Nov 2023)
  • Citibank Europe plc

    FRN 211646

    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Significant management (since 30 Jan 2020)
    • [FCA CF] Manager of certification employee (2 Oct 2018 to 30 Nov 2023)
  • Citibank UK Limited

    FRN 805574

    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [FCA CF] Significant management (since 30 Jan 2020)
  • Citigroup Global Markets Limited

    FRN 124384

    • [FCA CF] Significant management (since 30 Jan 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (2 Oct 2018 to 30 Nov 2023)
  • CITICORP TRUSTEE COMPANY LIMITED (no longer approved here)

    FRN 122206

    • [FCA CF] Material risk taker (18 Dec 2020 to 27 Apr 2023)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 27 Apr 2023)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF4 Partner (16 Nov 2006 to 19 Jan 2007)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF1 Director (31 Aug 2006 to 31 Dec 2008)

Recent activity

Updates to this individual's record on the FCA register.

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