CITICORP TRUSTEE COMPANY LIMITED

• Principal Place of Business

  Citigroup Centre

  Canada Square

  London

  E14 5LB

  UNITED KINGDOM

  Phone

  +440800005500

  Web

  https://www.citigroup.com

• Complaints Contact

  Citigroup Centre

  Canada Square

  London

  E14 5LB

  UNITED KINGDOM

  Phone

  +440800005500

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Debenture, Share

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Debenture, Share

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Limited to trustee activities.
  • · Limited to acting as depositary of an Investment Company with Variable Capital.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Share

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  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Okan Pekin

  IRN OXP01003

  • [FCA CF] Significant management (5 Sep 2024 to 30 Apr 2025)
• Ollie Howarth

  IRN OXH00102

  • [FCA CF] Client dealing (26 Sep 2024 to 27 Sep 2024)
• Paolo Mammola

  IRN PXM01427

  • [FCA CF] Manager of certification employee (30 Jun 2022 to 15 Feb 2024)
  • [FCA CF] Material risk taker (18 Dec 2020 to 7 Sep 2023)
  • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 7 Sep 2023)
• Patrick Gillen

  IRN PXG62923

  • [FCA CF] Material risk taker (18 Dec 2020 to 28 Nov 2022)
  • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 28 Nov 2022)
• Paul Batten

  IRN PXB00253

  • [FCA CF] Material risk taker (20 Jan 2023 to 20 May 2024)
  • [PRA CF] Significant risk taker or Material risk taker (20 Jan 2023 to 20 May 2024)
• Pedro Grau Monjo

  IRN PXG00161

  • [FCA CF] Material risk taker (9 Mar 2021 to 25 Oct 2023)
  • [PRA CF] Significant risk taker or Material risk taker (9 Mar 2021 to 25 Oct 2023)
• Peter Elliot

  IRN PLE01013

  • [FCA CF] Material risk taker (18 Dec 2020 to 31 Jul 2022)
  • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 31 Jul 2022)
• Peter Holden

  IRN PXH00623

  • [FCA CF] Material risk taker (since 28 Oct 2022)
  • [PRA CF] Significant risk taker or Material risk taker (since 28 Oct 2022)
• Peter Maskrey

  IRN PXM01344

  • CF10 Compliance Oversight (23 Jul 2008 to 2 Oct 2012)
• Peter McCarthy

  IRN PXM02284

  • CF10 Compliance Oversight (9 Nov 2017 to 25 Feb 2019)

No changes recorded yet.