Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (5 Sep 2024 to 30 Apr 2025)
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- [FCA CF] Significant management (5 Sep 2024 to 30 Apr 2025)
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- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 30 Apr 2025)
- [FCA CF] Material risk taker (18 Dec 2020 to 30 Apr 2025)
- [FCA CF] Significant management (5 Aug 2019 to 30 Apr 2025)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Apr 2025)
- CF29 Significant management (20 Feb 2015 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 30 Apr 2025)
- [FCA CF] Material risk taker (18 Dec 2020 to 30 Apr 2025)
- [FCA CF] Significant management (5 Aug 2019 to 30 Apr 2025)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Apr 2025)
- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
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- [FCA CF] Significant management (5 Aug 2019 to 8 Sep 2021)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 8 Sep 2021)
- [FCA CF] Material risk taker (7 Mar 2016 to 8 Sep 2021)
- CF29 Significant management (20 Feb 2015 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.