CITICORP TRUSTEE COMPANY LIMITED

• Principal Place of Business

  Citigroup Centre

  Canada Square

  London

  E14 5LB

  UNITED KINGDOM

  Phone

  +440800005500

  Web

  https://www.citigroup.com

• Complaints Contact

  Citigroup Centre

  Canada Square

  London

  E14 5LB

  UNITED KINGDOM

  Phone

  +440800005500

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Debenture, Share

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Debenture, Share

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Limited to trustee activities.
  • · Limited to acting as depositary of an Investment Company with Variable Capital.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Share

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  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Peter Watts

  IRN PXW00148

  • [FCA CF] Material risk taker (26 Feb 2021 to 19 Jun 2022)
  • [PRA CF] Significant risk taker or Material risk taker (26 Feb 2021 to 19 Jun 2022)
• Philip Copus

  IRN PXC00226

  • [FCA CF] Material risk taker (10 Mar 2021 to 25 Oct 2023)
  • [PRA CF] Significant risk taker or Material risk taker (10 Mar 2021 to 25 Oct 2023)
• Philip Jockelson

  IRN PXJ00142

  • [FCA CF] Material risk taker (since 28 Feb 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 28 Feb 2025)
• Rahman Khan

  IRN RAK01039

  • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
  • [FCA CF] Material risk taker (since 18 Dec 2020)
  • [FCA CF] Manager of certification employee (21 Apr 2021 to 23 Feb 2024)
• Rajen Shah

  IRN RXS00571

  • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2021 to 10 Oct 2022)
  • [FCA CF] Material risk taker (1 Jan 2021 to 10 Oct 2022)
• Ramnik Aneja

  IRN RXA00223

  • [PRA CF] Significant risk taker or Material risk taker (12 Aug 2021 to 20 Oct 2025)
  • [FCA CF] Material risk taker (12 Aug 2021 to 20 Oct 2025)
• Richard Radford

  IRN RXR00325

  • [PRA CF] Significant risk taker or Material risk taker (since 19 Feb 2025)
  • [FCA CF] Material risk taker (since 19 Feb 2025)
  • [FCA CF] Significant management (1 Mar 2023 to 10 Apr 2026)
  • [PRA CF] Significant risk taker or Material risk taker (23 Feb 2023 to 31 Oct 2023)
  • [FCA CF] Material risk taker (23 Feb 2023 to 31 Oct 2023)
• Robert Breeden

  IRN RXB01782

  • CF28 Systems and controls (1 Nov 2007 to 6 Sep 2010)
  • CF15 Internal Audit (1 Nov 2005 to 31 Oct 2007)
• Robert Harry Binney

  IRN RHB01024

  • CF2 Non Executive Director (30 Apr 2007 to 8 Dec 2019)
  • CF1 Director (12 Sep 2002 to 31 Oct 2005)
• Robert James Gibson

  IRN RJG01093

  • CF1 Director (1 Dec 2001 to 26 Mar 2004)

No changes recorded yet.