Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [FCA CF] Manager of certification employee (21 Apr 2021 to 23 Feb 2024)
    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Manager of certification employee (21 Apr 2021 to 23 Feb 2024)
    • CF30 Customer (9 Jun 2009 to 6 Mar 2016)
  • Citibank, N.A.

    FRN 124704

    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (21 Apr 2021 to 23 Feb 2024)
    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Manager of certification employee (21 Apr 2021 to 23 Feb 2024)
  • Citibank UK Limited (no longer approved here)

    FRN 805574

    • [FCA CF] Manager of certification employee (21 Apr 2021 to 6 Oct 2022)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 6 Oct 2022)
    • [FCA CF] Material risk taker (18 Dec 2020 to 6 Oct 2022)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 29 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

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