CITICORP TRUSTEE COMPANY LIMITED

• Principal Place of Business

  Citigroup Centre

  Canada Square

  London

  E14 5LB

  UNITED KINGDOM

  Phone

  +440800005500

  Web

  https://www.citigroup.com

• Complaints Contact

  Citigroup Centre

  Canada Square

  London

  E14 5LB

  UNITED KINGDOM

  Phone

  +440800005500

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Debenture, Share

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Debenture, Share

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Limited to trustee activities.
  • · Limited to acting as depositary of an Investment Company with Variable Capital.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Share

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  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Robert Timothy Auton

  IRN RTA01023

  • [PRA CF] Significant risk taker or Material risk taker (9 Mar 2021 to 25 May 2023)
  • [FCA CF] Material risk taker (9 Mar 2021 to 25 May 2023)
• Roman Licznerski

  IRN RXL00250

  • [FCA CF] Material risk taker (12 Jul 2023 to 20 May 2024)
  • [PRA CF] Significant risk taker or Material risk taker (12 Jul 2023 to 20 May 2024)
• Rye Mills

  IRN RXM62902

  • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 19 Jul 2022)
  • [FCA CF] Material risk taker (18 Dec 2020 to 19 Jul 2022)
• Sajeev Viswanathan

  IRN SXV01138

  • CF28 Systems and controls (1 Nov 2007 to 13 Nov 2008)
  • CF1 Director (20 Oct 2006 to 13 Nov 2008)
  • CF14 Risk Assessment (20 Oct 2006 to 31 Oct 2007)
• Samantha Cory

  IRN SXC00679

  • [PRA CF] Significant risk taker or Material risk taker (29 Mar 2023 to 4 Aug 2023)
  • [FCA CF] Material risk taker (29 Mar 2023 to 4 Aug 2023)
• Sean Davis Quinn

  IRN SDQ01002

  • CF1 Director (1 Dec 2001 to 25 Aug 2010)
  • CF27 Investment Management (1 Dec 2001 to 12 Nov 2004)
  • CF3 Chief Executive (1 Dec 2001 to 25 Aug 2010)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
• Sean Murphy

  IRN SPM01083

  • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2021 to 15 Aug 2023)
  • [FCA CF] Material risk taker (1 Jan 2021 to 15 Aug 2023)
• Shankar Arora

  IRN SXA00588

  • [FCA CF] Material risk taker (5 May 2022 to 12 Feb 2024)
  • [PRA CF] Significant risk taker or Material risk taker (5 May 2022 to 12 Feb 2024)
• Sharon Annette Blackman

  IRN SXB03799

  • [FCA CF] Material risk taker (since 22 Aug 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 22 Aug 2025)
• Shola Phillips

  IRN SXP00506

  • [FCA CF] Material risk taker (8 Nov 2021 to 4 Mar 2024)
  • [PRA CF] Significant risk taker or Material risk taker (8 Nov 2021 to 4 Mar 2024)

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