CIT Financial Services Limited

• Principal Place of Business

  1st Floor

  1 Red Place

  London

  W1K 6PL

  UNITED KINGDOM

  Phone

  +4402076677766

  Web

  https://www.cit.co.uk

• Complaints Contact

  1st Floor

  1 Red Place

  London

  W1K 6PL

  UNITED KINGDOM

  Phone

  +4402076677766

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Limited to investments investing only in property backed investments.

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Limited to investments investing only in property backed investments.

• Philip Clement Claude Christia Sorensen

  IRN PCS01056

  • CF1 Director (1 Dec 2001 to 16 Jul 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 13 Oct 2004)
• Richard Andrew Horsley

  IRN RAH01252

  • CF30 Customer (29 Jul 2008 to 29 Mar 2009)
• Richard Miles Rawlings

  IRN RMR01073

  • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
  • CF21 Investment Adviser (9 Oct 2006 to 31 Oct 2007)
• Richard Warren Bains

  IRN RWB01061

  • CF30 Customer (1 Nov 2007 to 31 Oct 2008)
  • CF21 Investment Adviser (22 Aug 2002 to 31 Oct 2007)
• Robert Bernard Clayton

  IRN RBC01031

  • CF21 Investment Adviser (1 Dec 2001 to 31 May 2004)
  • CF1 Director (1 Dec 2001 to 10 Mar 2004)
• Robert Treherne Pollock

  IRN RTP01017

  • CF21 Investment Adviser (1 Dec 2001 to 15 May 2003)
• Roman Mocik

  IRN RXM01970

  • CF30 Customer (29 Jul 2008 to 31 Oct 2010)
• Thomas Patrick Finch

  IRN TPF01019

  • SMF3 Executive Director (25 Mar 2021 to 30 Apr 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2025)
  • CF30 Customer (11 Jul 2016 to 8 Dec 2019)
• Timothy Pallister Lewis

  IRN TPL01009

  • CF30 Customer (22 Sep 2008 to 31 Oct 2010)
• Toby John Croft

  IRN TJC01224

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (18 Dec 2017 to 8 Dec 2019)

• Grafton Capital Limited (no longer appointed)

  FRN 668683 · Appointed 28 Jan 2015 · Until 31 Mar 2015 · Tied agent

• CIT Growth Capital LLP (no longer appointed)

  FRN 623000 · Appointed 9 May 2014 · Until 21 Jan 2015

• CIT Developments LLP (no longer appointed)

  FRN 622828 · Appointed 7 May 2014 · Until 2 Feb 2017

• CIT GROUP PARTNERS LLP (no longer appointed)

  FRN 577953 · Appointed 21 Mar 2012 · Until 17 Aug 2015

• CIT Group Limited (no longer appointed)

  FRN 222319 · Appointed 15 Jul 2010 · Until 2 Feb 2017

No changes recorded yet.