Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 15 Apr 2025)
    • [FCA CF] Client dealing (since 25 Mar 2021)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 1 Jul 2025)
    • CF4 Partner (AR) (19 Oct 2012 to 20 Dec 2019)
    • CF4 Partner (27 Jun 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (27 Jun 2012 to 2 Sep 2013)
    • CF11 Money Laundering Reporting (27 Jun 2012 to 2 Sep 2013)
    • CF30 Customer (27 Jun 2012 to 20 Dec 2019)
  • CIT Financial Services Limited (no longer approved here)

    FRN 197249

    • CF1 Director (1 Dec 2001 to 10 Mar 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 31 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.