CIT Financial Services Limited

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FRN: 197249
Date authorised: 1 April 2013
Companies House: 03889608
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

1st Floor

1 Red Place

London

W1K 6PL

UNITED KINGDOM

Phone

+4402076677766

Web

https://www.cit.co.uk
Complaints Contact

1st Floor

1 Red Place

London

W1K 6PL

UNITED KINGDOM

Phone

+4402076677766

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate

For Eligible Counterparty, Professional
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Limited to investments investing only in property backed investments.
Runs Investment Funds
Investment Setup

For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Limited to investments investing only in property backed investments.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

William Barroll Brown
IRN WXB01147
- CF30 Customer (1 Nov 2007 to 1 Apr 2014)
- CF21 Investment Adviser (8 Mar 2004 to 31 Oct 2007)
William Campbell John Mundy
IRN WCM01018
- CF1 Director (1 Dec 2001 to 9 Sep 2003)
- CF21 Investment Adviser (1 Dec 2001 to 9 Sep 2003)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Grafton Capital Limited (no longer appointed)
FRN 668683 · Appointed 28 Jan 2015 · Until 31 Mar 2015 · Tied agent
CIT Growth Capital LLP (no longer appointed)
FRN 623000 · Appointed 9 May 2014 · Until 21 Jan 2015
CIT Developments LLP (no longer appointed)
FRN 622828 · Appointed 7 May 2014 · Until 2 Feb 2017
CIT GROUP PARTNERS LLP (no longer appointed)
FRN 577953 · Appointed 21 Mar 2012 · Until 17 Aug 2015
CIT Group Limited (no longer appointed)
FRN 222319 · Appointed 15 Jul 2010 · Until 2 Feb 2017

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.