Richard Warren Bains

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CAPRICORN FUND MANAGERS LIMITED
FRN 505252
- CF1 Director (AR) (since 17 Apr 2025)
CGG MLI Advisers Limited
FRN 1028900
- Employed By (since 17 Apr 2025)
PATRIZIA PROPERTY INVESTMENT MANAGERS LLP (no longer approved here)
FRN 475264
- CF4 Partner (13 May 2014 to 25 Sep 2017)
- CF30 Customer (26 Sep 2011 to 25 Sep 2017)
CIT Financial Services Limited (no longer approved here)
FRN 197249
- CF30 Customer (1 Nov 2007 to 31 Oct 2008)
- CF21 Investment Adviser (22 Aug 2002 to 31 Oct 2007)
CBRE Investment Management (UK Funds) Limited (no longer approved here)
FRN 179712
- CF27 Investment Management (1 Dec 2001 to 14 Dec 2001)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.