Date authorised
1 January 2019
Companies House
FC038001
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Leadenhall Street
    London
    EC3A 2BJ
    UNITED KINGDOM
    Phone
    +4403458410056
  • Complaints Contact

    The Sentinel Building
    103 Waterloo Street
    Glasgow
    G2 7BW
    UNITED KINGDOM
    Phone
    +4403458410056

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

    Show 1 limitation
    • · The firm is not permitted to canvas regulated borrower-lender-supplier agreements or regulated consumer hire agreements off trade premises
  • Stockbroking

    For Professional, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Debt Plan Admin

  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Houston

    IRN PXH00041

    • [FCA CF] Material risk taker (1 Jan 2019 to 7 Apr 2021)
    • [FCA CF] Significant management (1 Jan 2019 to 7 Apr 2021)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 7 Apr 2021)
  • Peter Saunders

    IRN PXS70342

    • [FCA CF] Significant management (1 Jan 2019 to 5 Mar 2020)
  • Rami Baron

    IRN RXB00728

    • CF1 Director (AR) (28 Nov 2022 to 26 Sep 2023)
  • Riaz Thanduparakkal

    IRN RXT76687

    • [FCA CF] Material risk taker (1 Jan 2019 to 1 Dec 2020)
    • [FCA CF] Significant management (1 Jan 2019 to 1 Dec 2020)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 1 Dec 2020)
  • Richard Atkin

    IRN RFA01024

    • SMF24 Chief Operations (29 Mar 2021 to 3 Sep 2022)
    • [FCA CF] Material risk taker (1 Jan 2019 to 3 Sep 2022)
    • [FCA CF] Significant management (1 Jan 2019 to 3 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 3 Sep 2022)
  • Richard Edward Copping

    IRN REC01100

    • SMF16 Compliance Oversight (since 16 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jan 2019 to 14 Nov 2022)
    • [FCA CF] Manager of certification employee (1 Jan 2019 to 1 Jul 2023)
    • [FCA CF] Material risk taker (1 Jan 2019 to 1 Jul 2023)
    • [FCA CF] Significant management (1 Jan 2019 to 1 Jul 2023)
    • [PRA CF] Key function holder (1 Jan 2019 to 1 Jul 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 1 Jul 2023)
  • Richard James Shanks

    IRN RXS00483

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jul 2023)
    • [FCA CF] Material risk taker (since 1 Jul 2023)
    • [FCA CF] Significant management (16 Feb 2021 to 1 Jul 2023)
  • Robert Lamprey

    IRN RJL01185

    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2023 to 9 Sep 2024)
    • [FCA CF] Material risk taker (1 Jul 2023 to 9 Sep 2024)
    • SMF5 Head of Internal Audit (23 Mar 2021 to 16 Nov 2022)
    • [FCA CF] Significant management (1 Jan 2019 to 23 Mar 2021)
    • [PRA CF] Key function holder (1 Jan 2019 to 23 Mar 2021)
  • Robert Wilson

    IRN RXW76688

    • [FCA CF] Manager of certification employee (since 1 Jul 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jul 2023)
    • [FCA CF] Material risk taker (since 1 Jan 2019)
    • [PRA CF] Managing a material risk taker (since 1 Jan 2019)
    • [FCA CF] Significant management (1 Jan 2019 to 1 Jul 2023)
  • Sara Farrup

    IRN SXM03234

    • SMF19 Head of Overseas Branch/Head of Overseas (23 Mar 2021 to 28 Jun 2021)
    • SMF21 EEA Branch Senior Manager (EBSM) (17 Jul 2019 to 28 Jun 2021)
    • [FCA CF] Manager of certification employee (1 Jan 2019 to 28 Jun 2021)
    • [PRA CF] Managing a material risk taker (1 Jan 2019 to 28 Jun 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.