Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Chubb European Group SE
FRN 820988
- SMF16 Compliance Oversight (since 16 Nov 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (1 Jan 2019 to 14 Nov 2022)
- [FCA CF] Manager of certification employee (1 Jan 2019 to 1 Jul 2023)
- [FCA CF] Material risk taker (1 Jan 2019 to 1 Jul 2023)
- [FCA CF] Significant management (1 Jan 2019 to 1 Jul 2023)
- [PRA CF] Key function holder (1 Jan 2019 to 1 Jul 2023)
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 1 Jul 2023)
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Chubb Life Europe SE
FRN 820989
- SMF16 Compliance Oversight (since 31 Oct 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Oct 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (30 Oct 2022 to 30 Oct 2022)
- [PRA CF] Key function holder (1 Jan 2019 to 1 Jul 2023)
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 1 Jul 2023)
- [FCA CF] Material risk taker (1 Jan 2019 to 1 Jul 2023)
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St. Paul Fire and Marine Insurance Company
FRN 202551
- SMF16 Compliance Oversight (since 3 Jan 2019)
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Federal Insurance Company
FRN 202856
- SMF16 Compliance Oversight (since 3 Jan 2019)
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CHUBB UNDERWRITING AGENCIES LIMITED
FRN 204901
- [FCA CF] Manager of certification employee (since 1 Jan 2019)
- SMF16 Compliance Oversight (since 10 Dec 2018)
- CF10 Compliance Oversight (9 May 2017 to 9 Dec 2018)
Recent activity
Updates to this individual's record on the FCA register.
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