Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 16 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jan 2019 to 14 Nov 2022)
    • [FCA CF] Manager of certification employee (1 Jan 2019 to 1 Jul 2023)
    • [FCA CF] Material risk taker (1 Jan 2019 to 1 Jul 2023)
    • [FCA CF] Significant management (1 Jan 2019 to 1 Jul 2023)
    • [PRA CF] Key function holder (1 Jan 2019 to 1 Jul 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 1 Jul 2023)
    • SMF16 Compliance Oversight (since 31 Oct 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Oct 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Oct 2022 to 30 Oct 2022)
    • [PRA CF] Key function holder (1 Jan 2019 to 1 Jul 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 1 Jul 2023)
    • [FCA CF] Material risk taker (1 Jan 2019 to 1 Jul 2023)
    • SMF16 Compliance Oversight (since 3 Jan 2019)
    • SMF16 Compliance Oversight (since 3 Jan 2019)
    • [FCA CF] Manager of certification employee (since 1 Jan 2019)
    • SMF16 Compliance Oversight (since 10 Dec 2018)
    • CF10 Compliance Oversight (9 May 2017 to 9 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.