Date authorised
1 January 2019
Companies House
FC038001
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Leadenhall Street
    London
    EC3A 2BJ
    UNITED KINGDOM
    Phone
    +4403458410056
  • Complaints Contact

    The Sentinel Building
    103 Waterloo Street
    Glasgow
    G2 7BW
    UNITED KINGDOM
    Phone
    +4403458410056

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

    Show 1 limitation
    • · The firm is not permitted to canvas regulated borrower-lender-supplier agreements or regulated consumer hire agreements off trade premises
  • Stockbroking

    For Professional, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Debt Plan Admin

  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sian Richards

    IRN SXR08936

    • [FCA CF] Material risk taker (since 1 Jan 2019)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2019)
    • [FCA CF] Significant management (1 Jan 2019 to 1 Jul 2023)
  • Silvia Mosquera González

    IRN SXM04589

    • CF1 Director (AR) (since 31 Oct 2024)
  • Silvia Portocarrero Durand

    IRN SXP70343

    • [FCA CF] Significant management (2 Jan 2019 to 5 Mar 2020)
  • Simon Abbott

    IRN SXA00561

    • [FCA CF] Manager of certification employee (since 24 Nov 2024)
    • [FCA CF] Significant management (since 24 Nov 2024)
    • [PRA CF] Managing a material risk taker (since 24 Nov 2024)
    • [FCA CF] Material risk taker (31 Jan 2022 to 1 Feb 2022)
    • [FCA CF] Significant management (31 Jan 2022 to 1 Feb 2022)
    • [PRA CF] Managing a material risk taker (31 Jan 2022 to 1 Feb 2022)
    • [PRA CF] Significant risk taker or Material risk taker (31 Jan 2022 to 1 Feb 2022)
  • Simon Million

    IRN SXM76683

    • [FCA CF] Material risk taker (1 Jan 2019 to 1 Jul 2023)
    • [FCA CF] Significant management (1 Jan 2019 to 1 Jul 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 1 Jul 2023)
  • Stanislaw Strelnik

    IRN SXS00722

    • [FCA CF] Significant management (since 16 Aug 2021)
  • Stephen Barkhuizen

    IRN SXB43428

    • [FCA CF] Significant management (3 Jan 2019 to 5 Mar 2020)
  • Stephen French

    IRN SXF70326

    • [FCA CF] Significant management (1 Jan 2019 to 31 Dec 2021)
  • Stephen Nicholas David Roberts

    IRN SNR01039

    • [FCA CF] Significant management (1 Jan 2019 to 30 Apr 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 30 Apr 2023)
    • [FCA CF] Material risk taker (1 Jan 2019 to 30 Apr 2023)
  • Stephen Parry

    IRN SXP08957

    • [FCA CF] Manager of certification employee (1 Jan 2019 to 28 May 2019)
    • [FCA CF] Material risk taker (1 Jan 2019 to 28 May 2019)
    • [FCA CF] Significant management (1 Jan 2019 to 28 May 2019)
    • [PRA CF] Managing a material risk taker (1 Jan 2019 to 28 May 2019)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 28 May 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.