Date authorised
1 January 2019
Companies House
FC038001
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Leadenhall Street
    London
    EC3A 2BJ
    UNITED KINGDOM
    Phone
    +4403458410056
  • Complaints Contact

    The Sentinel Building
    103 Waterloo Street
    Glasgow
    G2 7BW
    UNITED KINGDOM
    Phone
    +4403458410056

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

    Show 1 limitation
    • · The firm is not permitted to canvas regulated borrower-lender-supplier agreements or regulated consumer hire agreements off trade premises
  • Stockbroking

    For Professional, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Debt Plan Admin

  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Vaughan

    IRN SXV70344

    • [PRA CF] Significant risk taker or Material risk taker (since 26 Jun 2023)
    • [FCA CF] Material risk taker (since 26 Jun 2023)
    • [FCA CF] Significant management (4 Jan 2019 to 5 Mar 2020)
  • Steve Walker

    IRN SXW00011

    • [FCA CF] Significant management (1 Jan 2019 to 1 Jul 2023)
    • [FCA CF] Material risk taker (1 Jan 2019 to 30 Sep 2024)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 30 Sep 2024)
  • Steven Driscoll

    IRN SXD70345

    • [FCA CF] Material risk taker (since 1 Feb 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Feb 2021)
    • [FCA CF] Significant management (5 Jan 2019 to 1 Feb 2021)
  • Sunil Parmar

    IRN SXP54202

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2019)
    • [FCA CF] Material risk taker (since 1 Jan 2019)
  • Suresh Krishnan

    IRN SXK00012

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 1 Mar 2020)
    • [FCA CF] Material risk taker (1 Jan 2019 to 1 Mar 2020)
    • [FCA CF] Significant management (1 Jan 2019 to 1 Mar 2020)
  • Timothy Saltmarsh

    IRN TDS01065

    • [FCA CF] Significant management (1 Jan 2019 to 1 Jul 2023)
  • Timothy Wade

    IRN TCW01029

    • Director of firm who is not a certification employee or a SMF manager (1 Jan 2019 to 30 Apr 2019)
  • Tine Thorsen

    IRN TXT70346

    • [FCA CF] Significant management (6 Jan 2019 to 5 Mar 2020)
  • Trevor Ormes

    IRN TSO00006

    • [FCA CF] Significant management (7 Jan 2019 to 5 Mar 2020)
  • Wayne Ashley

    IRN WXA70331

    • [FCA CF] Material risk taker (1 May 2023 to 24 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (1 May 2023 to 24 Oct 2025)
    • [FCA CF] Significant management (1 Jan 2019 to 1 May 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.