Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (1 Jul 2023 to 9 Sep 2024)
- [PRA CF] Significant risk taker or Material risk taker (1 Jul 2023 to 9 Sep 2024)
- SMF5 Head of Internal Audit (23 Mar 2021 to 16 Nov 2022)
- [FCA CF] Significant management (1 Jan 2019 to 23 Mar 2021)
- [PRA CF] Key function holder (1 Jan 2019 to 23 Mar 2021)
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- [FCA CF] Material risk taker (1 Jul 2023 to 22 Oct 2023)
- SMF5 Head of Internal Audit (6 Apr 2021 to 16 Nov 2022)
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 6 Apr 2021)
- [PRA CF] Key function holder (1 Jan 2019 to 6 Apr 2021)
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- [PRA CF] Key function holder (10 Dec 2018 to 1 Jul 2023)
- [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 1 Jul 2023)
- [FCA CF] Material risk taker (10 Dec 2018 to 9 Sep 2024)
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- [FCA CF] Material risk taker (10 Dec 2018 to 9 Oct 2024)
- [PRA CF] Key function holder (10 Dec 2018 to 1 Jul 2023)
- [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 1 Jul 2023)
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- [FCA CF] Manager of certification employee (10 Dec 2018 to 6 Mar 2020)
- SMF5 Head of Internal Audit (10 Dec 2018 to 9 Sep 2024)
- SIMF5 Head of Internal Audit Function (7 Mar 2016 to 9 Dec 2018)
- CF28 Systems and controls (29 Jan 2014 to 6 Mar 2016)
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- CF28 Systems and controls (24 Jun 2011 to 17 Jan 2014)
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- CF28 Systems and controls (1 May 2008 to 31 Jan 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.