CHESTER ROSE FINANCIAL PLANNING LTD

• Principal Place of Business

  53 Bartholomew Street

  Newbury

  Berkshire

  RG14 5QA

  UNITED KINGDOM

  Phone

  +44163548727

  Web

  https://www.chesterrose.co.uk

• Complaints Contact

  53 Bartholomew Street

  Newbury

  Berkshire

  RG14 5QA

  UNITED KINGDOM

  Phone

  +44163548727

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard Thomas Dunbabin

  IRN RXD01323

  • SMF3 Executive Director (since 26 Mar 2021)
• Rio Stedford

  IRN RXS03433

  • CF1 Director (AR) (21 Nov 2019 to 9 Nov 2020)
  • CF30 Customer (4 Aug 2018 to 15 Dec 2020)
• Robert James Saunders

  IRN RJS01451

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 22 Apr 2024)
  • [FCA CF] Client dealing (since 22 Apr 2024)
• Robert Jon Williams

  IRN RJW01407

  • CF30 Customer (4 Dec 2020 to 14 Jun 2021)
• Rupinder Bhamra

  IRN RXB01591

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 4 Nov 2022)
  • [FCA CF] Client dealing (since 4 Nov 2022)
• Ryan Bush

  IRN RPB00047

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 17 Jan 2023)
  • [FCA CF] Functions requiring qualifications (since 17 Jan 2023)
• Suzanne Allen

  IRN SXO01110

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 19 Apr 2017)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Feb 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 17 Feb 2022)
  • CF30 Customer (1 Jul 2016 to 5 Nov 2021)
  • CF11 Money Laundering Reporting (1 Jul 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Jul 2016 to 8 Dec 2019)
  • CF1 Director (1 Jul 2016 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Jul 2016 to 30 Sep 2018)
• Timothy John Embleton

  IRN TJE00007

  • [FCA CF] Functions requiring qualifications (14 Jul 2022 to 31 Jan 2024)
  • CF30 Customer (16 May 2022 to 14 Jul 2022)
  • CF1 Director (AR) (16 May 2022 to 14 Jul 2022)
  • Appointed representative dealing with clients for which they require qualification (19 Jan 2022 to 14 Jul 2022)
  • [FCA CF] Client dealing (19 Jan 2022 to 31 Jan 2024)

• CHESTER ROSE (HAMPSHIRE) LIMITED

  FRN 1032068 · Appointed 12 May 2025

• Time Financial Planning Limited (no longer appointed)

  FRN 556271 · Appointed 19 Jan 2022 · Until 1 Dec 2022

• Chester Rose Planning Limited (no longer appointed)

  FRN 917041 · Appointed 19 Nov 2019 · Until 1 Dec 2022

No changes recorded yet.