Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 26 Jul 2021)
    • [FCA CF] Client dealing (since 26 Jul 2021)
  • CHESTER ROSE FINANCIAL PLANNING LTD (no longer approved here)

    FRN 726620

    • CF30 Customer (4 Dec 2020 to 14 Jun 2021)
  • Chester Rose Planning Limited (no longer approved here)

    FRN 917041

    • Employed By (4 Dec 2020 to 14 Jun 2021)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2020)
    • CF30 Customer (16 Aug 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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