CHATHAM FINANCIAL EUROPE, LTD

• Principal Place of Business

  68 Broadwick Street

  London

  Westminster

  W1F 9QZ

  UNITED KINGDOM

  Phone

  +4402037433698

  Web

  https://www.chathamfinancial.com

• Complaints Contact

  68 Broadwick Street

  London

  Westminster

  W1F 9QZ

  UNITED KINGDOM

  Phone

  +442037433698

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Jonathan Paul Quinton Lye

  IRN JPL01098

  • CF30 Customer (25 Apr 2008 to 31 Jul 2014)
• Joseph Kus

  IRN JXK02096

  • CF30 Customer (20 Sep 2016 to 2 Nov 2017)
• Joshua Caraway Rusin

  IRN JCR01171

  • [FCA CF] Manager of certification employee (since 13 Feb 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (28 Apr 2017 to 8 Dec 2019)
• Joshua Roberts

  IRN JXR02368

  • [FCA CF] Client dealing (9 Dec 2019 to 2 Apr 2021)
• Juan Beltran

  IRN JXB01318

  • [FCA CF] Client dealing (since 13 Jul 2022)
• Ka Yee Cheng

  IRN KYC01006

  • [FCA CF] Client dealing (9 Oct 2023 to 11 Oct 2023)
• Karl Newman

  IRN KXN00164

  • [FCA CF] Client dealing (8 Jan 2024 to 12 Mar 2025)
• Karolina Mazurek

  IRN KXM02409

  • [FCA CF] Manager of certification employee (since 21 Jan 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (3 Aug 2018 to 8 Dec 2019)
• Katherine Holdoway

  IRN KXH00248

  • [FCA CF] Client dealing (9 Dec 2019 to 12 Nov 2021)
• Kern Roberts

  IRN KXR00147

  • SMF3 Executive Director (27 Jun 2023 to 30 Jun 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 11 Jul 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Jul 2025)

No changes recorded yet.