CHATHAM FINANCIAL EUROPE, LTD

• Principal Place of Business

  68 Broadwick Street

  London

  Westminster

  W1F 9QZ

  UNITED KINGDOM

  Phone

  +4402037433698

  Web

  https://www.chathamfinancial.com

• Complaints Contact

  68 Broadwick Street

  London

  Westminster

  W1F 9QZ

  UNITED KINGDOM

  Phone

  +442037433698

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Khaled Hajali

  IRN KXH00303

  • [FCA CF] Client dealing (since 12 Jul 2021)
• Konrad Blazejowski

  IRN KXB00679

  • [FCA CF] Client dealing (since 1 Dec 2021)
  • [FCA CF] Manager of certification employee (since 1 Dec 2021)
• Laura Grant

  IRN LXG06021

  • CF30 Customer (24 Sep 2018 to 1 Jan 2019)
  • CF1 Director (10 Sep 2018 to 1 Jan 2019)
• Laure Sarah Ginette Zeboulon

  IRN LSZ01000

  • CF30 Customer (1 Nov 2007 to 31 Dec 2011)
  • CF21 Investment Adviser (10 Jan 2007 to 31 Oct 2007)
• Ling Wu

  IRN LXW01259

  • CF30 Customer (13 Aug 2008 to 31 Oct 2008)
• Luke Edward Sanders

  IRN LXS13292

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Oct 2023)
• Marcello Maria Medda

  IRN MMM01139

  • [FCA CF] Client dealing (9 Dec 2019 to 18 Mar 2022)
• Maria Camila Moreno Granada

  IRN MXM00829

  • [FCA CF] Client dealing (since 1 Sep 2021)
• Mark Alex Charles Beckett

  IRN MAB01234

  • CF30 Customer (1 Nov 2007 to 15 Apr 2011)
  • CF21 Investment Adviser (1 Jul 2002 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Jul 2002 to 1 Jun 2009)
  • CF10 Compliance Oversight (1 Jul 2002 to 1 Jun 2009)
• Mark Robert Battistoni

  IRN MRB01163

  • CF1 Director (11 Nov 2008 to 3 Sep 2018)
  • CF3 Chief Executive (11 Nov 2008 to 3 Sep 2018)
  • CF30 Customer (1 Nov 2007 to 3 Sep 2018)
  • CF21 Investment Adviser (11 Feb 2003 to 31 Oct 2007)

No changes recorded yet.