Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 15 Apr 2011)
- CF10 Compliance Oversight (1 Jul 2002 to 1 Jun 2009)
- CF11 Money Laundering Reporting (1 Jul 2002 to 1 Jun 2009)
- CF21 Investment Adviser (1 Jul 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.