Ka Yee Cheng

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc

    FRN 121882

    • [FCA CF] Client dealing (since 23 Nov 2023)
    • [FCA CF] Manager of certification employee (11 Apr 2024 to 6 Sep 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 4 Jul 2021)
    • CF30 Customer (18 Sep 2013 to 6 Mar 2016)
  • CHATHAM FINANCIAL EUROPE, LTD (no longer approved here)

    FRN 197251

    • [FCA CF] Client dealing (9 Oct 2023 to 11 Oct 2023)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (13 Jul 2021 to 8 Jul 2023)
    • [FCA CF] Manager of certification employee (13 Jul 2021 to 8 Jul 2023)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (13 Jul 2021 to 8 Jul 2023)
    • [FCA CF] Manager of certification employee (13 Jul 2021 to 8 Jul 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.