CHATHAM FINANCIAL EUROPE, LTD

• Principal Place of Business

  68 Broadwick Street

  London

  Westminster

  W1F 9QZ

  UNITED KINGDOM

  Phone

  +4402037433698

  Web

  https://www.chathamfinancial.com

• Complaints Contact

  68 Broadwick Street

  London

  Westminster

  W1F 9QZ

  UNITED KINGDOM

  Phone

  +442037433698

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Rachel Healy

  IRN RXH01947

  • CF30 Customer (2 Sep 2014 to 7 Oct 2016)
• Radka Gattnarova

  IRN RXG00323

  • [FCA CF] Client dealing (since 29 Jun 2021)
• Raeed Khandaker

  IRN RXK00205

  • [FCA CF] Client dealing (9 Dec 2019 to 22 Nov 2024)
• Rhona Macpherson

  IRN RMH01064

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Oct 2020)
• Richard Hall

  IRN RXH02277

  • CF30 Customer (30 Jun 2017 to 19 Sep 2018)
• Richard Michael James Conway

  IRN RMC01169

  • [FCA CF] Client dealing (9 Dec 2019 to 18 Oct 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Oct 2024)
• Rishin Patel

  IRN RXP01707

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Robert Scott Richards

  IRN RSR01040

  • CF30 Customer (8 Aug 2008 to 4 Jun 2009)
• Robert Thompson

  IRN RXT00357

  • [FCA CF] Client dealing (since 27 Mar 2023)
• Robin Dornton-Duff

  IRN RXD01219

  • CF30 Customer (13 Feb 2012 to 31 Dec 2016)

No changes recorded yet.