Robin Dornton-Duff

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Riskbridge Associates Ltd

    FRN 918645

    • [FCA CF] Client dealing (since 1 Apr 2020)
    • SMF1 Chief Executive (since 1 Apr 2020)
    • SMF16 Compliance Oversight (since 1 Apr 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Apr 2020)
    • SMF3 Executive Director (since 1 Apr 2020)
  • Midmar Capital LLP (no longer approved here)

    FRN 519772

    • CF1 Director (AR) (19 Oct 2017 to 1 Apr 2020)
    • CF30 Customer (19 Oct 2017 to 1 Apr 2020)
  • CHATHAM FINANCIAL EUROPE, LTD (no longer approved here)

    FRN 197251

    • CF30 Customer (13 Feb 2012 to 31 Dec 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 8 Dec 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.