CHATHAM FINANCIAL EUROPE, LTD

• Principal Place of Business

  68 Broadwick Street

  London

  Westminster

  W1F 9QZ

  UNITED KINGDOM

  Phone

  +4402037433698

  Web

  https://www.chathamfinancial.com

• Complaints Contact

  68 Broadwick Street

  London

  Westminster

  W1F 9QZ

  UNITED KINGDOM

  Phone

  +442037433698

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Robin Tamburini

  IRN RXT00340

  • [FCA CF] Client dealing (since 6 Jun 2022)
• Ross Jennison

  IRN RXJ01531

  • [FCA CF] Manager of certification employee (since 21 Jan 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Sarah Billingham

  IRN SJM01323

  • [FCA CF] Client dealing (since 11 Sep 2023)
• Satheesh Babu Smriti

  IRN SXB01269

  • [FCA CF] Client dealing (since 27 Mar 2023)
• Scott David Stanley

  IRN SDS01059

  • CF30 Customer (1 Nov 2007 to 8 Feb 2008)
  • CF28 Systems and controls (1 Nov 2007 to 8 Feb 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 8 Feb 2008)
• Sean Goodwin

  IRN SXG01206

  • [FCA CF] Manager of certification employee (since 26 May 2023)
  • [FCA CF] Client dealing (since 26 May 2023)
• Shane Canavan

  IRN SXC02150

  • [FCA CF] Client dealing (9 Dec 2019 to 19 Oct 2020)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Oct 2020)
• Sharon Adeyemi

  IRN SXA00562

  • [FCA CF] Client dealing (25 Oct 2021 to 8 Aug 2025)
• Shruti Rao

  IRN SXR00878

  • [FCA CF] Client dealing (since 8 Apr 2024)
• Silio David Aparicio

  IRN SDA01053

  • [FCA CF] Client dealing (since 14 May 2024)

No changes recorded yet.