Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 11 Sep 2023)
  • Lumon Risk Management Ltd (no longer approved here)

    FRN 671108

    • [FCA CF] Manager of certification employee (16 Mar 2022 to 29 Apr 2022)
    • [FCA CF] Client dealing (16 Mar 2021 to 29 Apr 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 24 Sep 2010)
    • CF21 Investment Adviser (29 Aug 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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