Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
CHATHAM FINANCIAL EUROPE, LTD
FRN 197251
- [FCA CF] Client dealing (since 11 Sep 2023)
-
- [FCA CF] Manager of certification employee (16 Mar 2022 to 29 Apr 2022)
- [FCA CF] Client dealing (16 Mar 2021 to 29 Apr 2022)
-
- CF30 Customer (1 Nov 2007 to 24 Sep 2010)
- CF21 Investment Adviser (29 Aug 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.