Rhona Macpherson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SMBC Bank International plc (no longer approved here)
FRN 223304
- [FCA CF] Client dealing (20 Sep 2021 to 20 Jun 2025)
- [FCA CF] Manager of certification employee (20 Sep 2021 to 20 Jun 2025)
Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)
FRN 769072
- [FCA CF] Manager of certification employee (20 Sep 2021 to 20 Jun 2025)
- [FCA CF] Client dealing (20 Sep 2021 to 20 Jun 2025)
CHATHAM FINANCIAL EUROPE, LTD (no longer approved here)
FRN 197251
- [FCA CF] Client dealing (9 Dec 2019 to 13 Oct 2020)
ERNST & YOUNG LLP (no longer approved here)
FRN 196203
- CF30 Customer (4 Mar 2015 to 1 Mar 2019)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (13 Dec 2013 to 31 Oct 2014)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF21 Investment Adviser (1 Dec 2001 to 17 Jun 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.