Chase de Vere Independent Financial Advisers limited

• Principal Place of Business

  60 New Broad Street

  -

  London

  EC2M 1JJ

  UNITED KINGDOM

  Phone

  +442070651700

  Web

  http://www.chasedevere.co.uk

• Complaints Contact

  Chase De Vere I F A Group plc

  8 Exchange Quay

  Salford

  M5 3EJ

  UNITED KINGDOM

  Phone

  +4401618483498

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John-Paul Hamilton

  IRN JPH01142

  • CF30 Customer (13 Sep 2010 to 2 Mar 2012)
• Johnathan David Kean

  IRN JDK00009

  • CF30 Customer (14 Oct 2013 to 30 Jun 2017)
• Jonathan Andrew Harris

  IRN JAH00106

  • CF30 Customer (21 Dec 2015 to 27 Jul 2016)
• Jonathan David Marsden

  IRN JDM01128

  • CF21 Investment Adviser (9 Jun 2006 to 9 Jun 2006)
• Jonathan Dixon

  IRN JXD00017

  • CF30 Customer (17 Jan 2012 to 20 Dec 2013)
• Jonathan George Lowry

  IRN JGL00025

  • CF30 Customer (1 Nov 2007 to 19 Sep 2018)
  • CF21 Investment Adviser (9 Jun 2006 to 9 Jun 2006)
• Jonathan Jay Horsfield

  IRN JJH01119

  • [FCA CF] Significant management (1 Jun 2022 to 3 Oct 2025)
  • [FCA CF] Material risk taker (1 Jun 2022 to 3 Oct 2025)
  • [FCA CF] Manager of certification employee (1 Jun 2022 to 3 Oct 2025)
  • [FCA CF] Client dealing (1 Oct 2021 to 3 Oct 2025)
  • [FCA CF] Functions requiring qualifications (1 Oct 2021 to 3 Oct 2025)
• Jonathan Martin Kattenberg

  IRN JMK01109

  • CF30 Customer (10 Sep 2012 to 30 Aug 2013)
• Jonathan Nigel Clamp

  IRN JNC00006

  • CF30 Customer (14 Jul 2009 to 31 May 2011)
• Jonathan Randell-Nash

  IRN JXR00285

  • [FCA CF] Functions requiring qualifications (21 Dec 2020 to 4 Nov 2022)
  • [FCA CF] Client dealing (21 Dec 2020 to 4 Nov 2022)

• Principal & Prosper Limited

  FRN 944737 · Appointed 19 Jul 2021

• Joseph John McGuire (no longer appointed)

  FRN 706105 · Appointed 10 Jun 2015 · Until 20 Feb 2023

• Accounts & Returns Ltd (no longer appointed)

  FRN 700061 · Appointed 26 May 2015 · Until 20 Feb 2023

• Rubric Law (no longer appointed)

  FRN 626835 · Appointed 27 Jun 2014 · Until 20 Feb 2023

• Christopher Clarke (no longer appointed)

  FRN 610764 · Appointed 26 Nov 2013 · Until 20 Feb 2023

• Geoffrey Goldberg (no longer appointed)

  FRN 607926 · Appointed 30 Sep 2013 · Until 20 Feb 2023

• Neil Collins (no longer appointed)

  FRN 607791 · Appointed 27 Sep 2013 · Until 20 Feb 2023

• David Townsend (no longer appointed)

  FRN 499652 · Appointed 5 Sep 2013 · Until 1 Jul 2014

• Christopher Borthwick (no longer appointed)

  FRN 606923 · Appointed 5 Sep 2013 · Until 3 Feb 2017

• Jasmine Kohli (no longer appointed)

  FRN 605198 · Appointed 1 Aug 2013 · Until 20 Feb 2023

No changes recorded yet.