Jonathan George Lowry

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Halen Wealth Limited

    FRN 816033

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 15 Sep 2020)
    • [FCA CF] Functions requiring qualifications (since 15 Sep 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 6 Feb 2019)
    • CF11 Money Laundering Reporting (6 Feb 2019 to 8 Dec 2019)
    • CF1 Director (6 Feb 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Feb 2019 to 8 Dec 2019)
    • CF30 Customer (6 Feb 2019 to 8 Dec 2019)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (1 Nov 2007 to 19 Sep 2018)
    • CF21 Investment Adviser (9 Jun 2006 to 9 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

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