Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 5 Jan 2026)
    • [FCA CF] Client dealing (since 5 Jan 2026)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • [FCA CF] Significant management (1 Jun 2022 to 3 Oct 2025)
    • [FCA CF] Manager of certification employee (1 Jun 2022 to 3 Oct 2025)
    • [FCA CF] Material risk taker (1 Jun 2022 to 3 Oct 2025)
    • [FCA CF] Client dealing (1 Oct 2021 to 3 Oct 2025)
    • [FCA CF] Functions requiring qualifications (1 Oct 2021 to 3 Oct 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.