Chase de Vere Independent Financial Advisers limited

• Principal Place of Business

  60 New Broad Street

  -

  London

  EC2M 1JJ

  UNITED KINGDOM

  Phone

  +442070651700

  Web

  http://www.chasedevere.co.uk

• Complaints Contact

  Chase De Vere I F A Group plc

  8 Exchange Quay

  Salford

  M5 3EJ

  UNITED KINGDOM

  Phone

  +4401618483498

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Emma Tustin

  IRN EXT00061

  • [FCA CF] Functions requiring qualifications (1 Feb 2021 to 3 Mar 2022)
  • [FCA CF] Client dealing (1 Feb 2021 to 3 Mar 2022)
• Emma-Jane Louise Gamble

  IRN UXT01006

  • CF30 Customer (20 Jun 2016 to 5 May 2017)
• Emmanuella Santos Guimaraes

  IRN EXS01571

  • [FCA CF] Client dealing (9 Dec 2019 to 25 Jul 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Jul 2022)
  • CF30 Customer (12 Sep 2016 to 8 Dec 2019)
• Eric Stephen Stables

  IRN ESS00001

  • CF8 Apportionment and Oversight (1 Dec 2001 to 2 Dec 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2004)
  • CF3 Chief Executive (1 Dec 2001 to 2 Dec 2005)
  • CF1 Director (1 Dec 2001 to 5 Apr 2002)
• Eshvar Prashar

  IRN EXP01194

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (28 Apr 2017 to 8 Dec 2019)
• Euan John Dignan Greig

  IRN EXG00316

  • CF30 Customer (since 21 Mar 2026)
• Eunan James Carr

  IRN EJC00027

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (27 Sep 2016 to 8 Dec 2019)
• Faye Church

  IRN FXG00011

  • CF21 Investment Adviser (3 Jul 2006 to 18 May 2007)
• Fiona Clare Robinson

  IRN FCR00001

  • CF30 Customer (19 Oct 2011 to 8 Dec 2019)
• Floyd Sofiri Fombo

  IRN FSF01001

  • CF22 Investment Adviser (Trainee) (17 May 2004 to 1 Oct 2005)

• Straughans Chartered Accountants Limited (no longer appointed)

  FRN 503516 · Appointed 10 Jul 2009 · Until 3 Feb 2017

• JTWB Financial Services Ltd (no longer appointed)

  FRN 501632 · Appointed 27 May 2009 · Until 3 Feb 2017

• Maurice Lake & Co Ltd (no longer appointed)

  FRN 501360 · Appointed 20 May 2009 · Until 3 Feb 2017

• Clive Deacon (no longer appointed)

  FRN 498778 · Appointed 2 Apr 2009 · Until 3 Feb 2017

• Michael S Ramsey Ltd (no longer appointed)

  FRN 498777 · Appointed 2 Apr 2009 · Until 20 Feb 2023

• Khan & Morris (no longer appointed)

  FRN 498570 · Appointed 30 Mar 2009 · Until 3 Feb 2017

• Allen Elliott (no longer appointed)

  FRN 498290 · Appointed 23 Mar 2009 · Until 3 Feb 2017

• Hughes Marketing (no longer appointed)

  FRN 497902 · Appointed 17 Mar 2009 · Until 3 Feb 2017

• Beech & Co (no longer appointed)

  FRN 497903 · Appointed 17 Mar 2009 · Until 3 Feb 2017

• Gary Franklin (no longer appointed)

  FRN 497914 · Appointed 17 Mar 2009 · Until 6 Sep 2022

No changes recorded yet.