Floyd Sofiri Fombo

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathmore Financial Limited

    FRN 586059

    • (1)Employed By (since 14 Apr 2026)
    • (4)Employed By (19 Nov 2013 to 13 Mar 2026)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • Appointed representative dealing with clients for which they require qualification (26 Feb 2024 to 13 Mar 2026)
    • CF1 Director (AR) (1 Feb 2024 to 13 Mar 2026)
    • CF30 Customer (1 Feb 2024 to 13 Mar 2026)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Mar 2024)
    • CF1 Director (AR) (3 Mar 2014 to 5 Mar 2024)
    • CF30 Customer (19 Nov 2013 to 5 Mar 2024)
  • Henri James Wealth Ltd (no longer approved here)

    FRN 586453

    • CF30 Customer (9 Apr 2013 to 31 Oct 2013)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (11 Sep 2012 to 26 Apr 2013)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF22 Investment Adviser (Trainee) (17 May 2004 to 1 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Rathmore Financial Limited

  2. controlled function added: (4)Employed By at Rathmore Financial Limited

  3. controlled function added: (1)Employed By at Rathmore Financial Limited